3.2 Separable, normal, and Galois extensions

Definition 3.6

An algebraic extension E/FE/F is separable if the minimal polynomial of every element of EE is separable; otherwise, it is inseparable.

Thus, an algebraic extension E/FE/F is separable if every irreducible polynomial in F[X]F[X] having at least one root in EE is separable, and it is inseparable if

  • \diamond  

    FF is nonperfect, and in particular has characteristic p0p\neq 0, and

  • \diamond  

    there is an element α\alpha of EE whose minimal polynomial is of the form g(Xp)g(X^{p}), gF[X]g\in F[X].

See 2.14 et seq. For example, the extension 𝔽p(T)\mathbb{F}_{p}(T) of 𝔽p(Tp)\mathbb{F}_{p}(T^{p}) is inseparable extension because TT has minimal polynomial XpTpX^{p}-T^{p}.

Definition 3.7

An extension E/FE/F is normal11 1 Bourbaki says “quasi-galoisienne”. if it is algebraic and the minimal polynomial of every element of EE splits in E[X]E[X].

In other words, an algebraic extension E/FE/F is normal if and only if every irreducible polynomial fF[X]f\in F[X] having at least one root in EE splits in E[X]E[X].

Let ff be a monic irreducible polynomial of degree mm in F[X]F[X], and let EE be an algebraic extension of FF. If ff has a root in EE, so that it is the minimal polynomial of an element of EE, then

E/F separable  f has only simple rootsE/F normal f splits in E}f has m distinct roots in E.\left.\begin{array}[c]{lcl}E/F\text{\ separable }&\implies&\text{\ }f\text{\ % has only simple roots}\\ E/F\text{\ normal }&\implies&f\text{\ splits in }E\end{array}\right\}\implies f% \text{\ has }m\text{\ distinct roots in }E.

It follows that E/FE/F is separable and normal if and only if the minimal polynomial of every element α\alpha of EE has [F[α]:F][F[\alpha]\colon F] distinct roots in EE.

Example 3.8

(a) The polynomial X32X^{3}-2{} has one real root 23\sqrt[3]{2} and two nonreal roots in \mathbb{C}{}. Therefore the extension [23]/\mathbb{Q}[\sqrt[3]{2}]/\mathbb{Q}{} (which is separable) is not normal.

(b) The extension 𝔽p(T)/𝔽p(Tp)\mathbb{F}_{p}(T)/\mathbb{F}_{p}(T^{p}) (which is normal) is not separable because the minimal polynomial of TT is not separable.

Theorem 3.9

For an extension E/FE/F, the following statements are equivalent:

  1. (a)

    EE is the splitting field of a separable polynomial fF[X]f\in F[X];

  2. (b)

    EE is finite over FF and F=EAut(E/F)F=E^{\operatorname{Aut}(E/F)};

  3. (c)

    F=EGF=E^{G} for some finite group GG of automorphisms of EE;

  4. (d)

    EE is normal, separable, and finite over FF.

Proof.

(a) \Rightarrow (b). Certainly, EE is finite over FF. Let F=EAut(E/F)FF^{\prime}=E^{\operatorname{Aut}(E/F)}\supset F. We have to show that F=FF^{\prime}=F. Note that EE is also the splitting field of ff regarded as a polynomial with coefficients in FF^{\prime}, and that ff is still separable when it is regarded in this way. Hence

|Aut(E/F)|=3.2[E:F][E:F]=3.2|Aut(E/F)|.\left|\operatorname{Aut}(E/F^{\prime})\right|\overset{\text{\ref{ft8}}}{=}[E% \colon F^{\prime}]\leq[E\colon F]\overset{\text{\ref{ft8}}}{=}\left|% \operatorname{Aut}(E/F)\right|.

According to Corollary 3.5, Aut(E/F)=Aut(E/F)\operatorname{Aut}(E/F)=\operatorname{Aut}(E/F^{\prime}), and so [E:F]=[E:F][E\colon F^{\prime}]=[E\colon F] and F=FF^{\prime}=F.

(b) \Rightarrow (c). Let G=Aut(E/F)G=\operatorname{Aut}(E/F). We are given that F=EGF=E^{G}, and GG is finite because EE is finite over FF (apply 2.8a).

(c) \Rightarrow (d). According to Theorem 3.4, [E:F](G:1)[E\colon F]\leq(G\colon 1); in particular, E/FE/F is finite. Let αE\alpha\in E, and let ff be the minimal polynomial of α\alpha; we have to show that ff splits into distinct factors in E[X]E[X]. Let {α1=α,α2,,αm}\{\alpha_{1}=\alpha,\alpha_{2},...,\alpha_{m}\} be the orbit of α\alpha under the action of GG on EE (so the αi\alpha_{i} are distinct elements of EE), and let

g(X)=i=1m(Xαi)=Xm+a1Xm1++am.g(X)=\prod\nolimits_{i=1}^{m}(X-\alpha_{i})=X^{m}+a_{1}X^{m-1}+\cdots+a_{m}.

The coefficients aja_{j} are symmetric polynomials in the αi\alpha_{i}, and each σG\sigma\in G permutes the αi\alpha_{i}, and so σaj=aj\sigma a_{j}=a_{j} for all jj. Thus g(X)F[X]g(X)\in F[X]. As it is monic and g(α)=0g(\alpha)=0, it is divisible by ff (see the definition of minimal polynomial, p. 1.11). Let αi=σα\alpha_{i}=\sigma\alpha; on applying σ\sigma to the equation f(α)=0f(\alpha)=0 we find that f(αi)=0f(\alpha_{i})=0. Therefore every αi\alpha_{i} is a root of ff, and so gg divides ff. Hence f=gf=g, and we conclude that f(X)f(X) splits into distinct factors in EE.

(d) \Rightarrow (a). Because EE has finite degree over FF, it is generated over FF by a finite number of elements, say, E=F[α1,,αm]E=F[\alpha_{1},...,\alpha_{m}], αiE\alpha_{i}\in E, αi\alpha_{i} algebraic over FF. Let fif_{i} be the minimal polynomial of αi\alpha_{i} over FF, and let ff be the product of the distinct fif_{i}. Because EE is normal over FF, each fif_{i} splits in EE, and so EE is the splitting field of f.f. Because EE is separable over FF, each fif_{i} is separable, and so ff is separable.

Definition 3.10

An extension E/FE/F of fields is Galois if it satisfies the equivalent conditions of (3.9). When E/FE/F is Galois, Aut(E/F)\operatorname{Aut}(E/F) is called the Galois group of EE over FF, and it is denoted by Gal(E/F)\operatorname{Gal}(E/F).

Remark 3.11

(a) Let EE be Galois over FF with Galois group GG, and let αE\alpha\in E. The elements α1\alpha_{1}, α2,,αm\alpha_{2},...,\alpha_{m} of the orbit of α\alpha under GG are called the conjugates of α\alpha. In the course of proving the theorem we showed that the minimal polynomial of α\alpha is (Xαi)\prod(X-\alpha_{i}), i.e., the conjugates of α\alpha are exactly the roots of its minimal polynomial in EE.

(b) Let GG be a finite group of automorphisms of a field EE, and let F=EGF=E^{G}. By definition, EE is Galois over FF. Moreover, Gal(E/F)=G\operatorname{Gal}(E/F)=G (apply 3.5) and [E:F]=|Gal(E/F)|[E\colon F]=|\operatorname{Gal}(E/F)| (apply 3.2).

Corollary 3.12

Every finite separable extension EE of FF is contained in a Galois extension.

Proof.

Let E=F[α1,,αm]E=F[\alpha_{1},...,\alpha_{m}], and let fif_{i} be the minimal polynomial of αi\alpha_{i} over FF. The product of the distinct fif_{i} is a separable polynomial in F[X]F[X] whose splitting field is a Galois extension of FF containing EE.

Corollary 3.13

Let EMFE\supset M\supset F; if EE is Galois over FF, then it is Galois over M.M.

Proof.

We know EE is the splitting field of some separable fF[X]f\in F[X]; it is also the splitting field of ff regarded as an element of M[X].M[X].

Remark 3.14

An element α\alpha of an algebraic extension of FF is said to be separable over FF if its minimal polynomial over FF is separable. The proof of Corollary 3.12 shows that every finite extension generated by separable elements is separable. Therefore, the elements of an algebraic extension EE of FF that are separable over FF form a subfield EsepE_{\text{sep}} of EE that is separable over FF. When EE is finite over FF, we let [E:F]sep=[Esep:F][E\colon F]_{\text{sep}}=[E_{\text{sep}}\colon F] and call it the separable degree of EE over FF.

An algebraic extension EE is purely inseparable over FF if the only elements of EE separable over FF are the elements of FF. If EE is a finite extension of FF, then EE is purely inseparable over EsepE_{\mathrm{sep}}. See Jacobson 1964, Chap. I, Section 10, for more on this topic.

Definition 3.15

An extension EE of FF is cyclic (resp. abelian, resp. solvable, etc.)) if it is Galois with cyclic (resp. abelian, resp. solvable, etc.) Galois group.